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SEBI

SEBI
Legislation UpdatesNotifications

SEBI notifies SEBI (Grant of Reward to Informant under Recovery Proceedings) Guidelines, 2023

On 8-3-2023, the Securities and Exchange Board of India (Grant of Reward to Informant under Recovery Proceedings) Guidelines, 2023. Key Points: Applicability

Published on March 13, 2023March 13, 2023By Kriti
Leave a comment1598 views
SEBI
Case BriefsTribunals/Commissions/Regulatory Bodies

SEBI imposes penalty on Arshad Warsi and his wife & 29 other entities; Bars from Securities Market for practicing fraudulent & unfair trade practices

On 2-3-2023, the Securities and Exchange Board of India (‘SEBI’) restrained the promoters of Sadhna Enterprises including Arshad Warsi along with other

Published on March 4, 2023March 4, 2023By Kriti
Leave a comment2701 views
Case BriefsSupreme Court

Adani-Hindenburg Report | Supreme Court constitutes Expert Committee; Directs SEBI to conclude investigation in 2 months

The Supreme Court constituted an Expert Committee headed by a Former SC Judge for reviewing regulatory framework and directed SEBI to expeditiously conclude the investigation within 2 months.

Published on March 2, 2023March 6, 2023By Ridhi
Leave a comment3068 views
Legal RoundUpLegislation Roundup

LEGISLATION FEBRUARY 2023| 17+ Stories on Budget 2023-24; Revision of Income-Tax Forms; Definition of Piracy; Reduction of management fees of Asset Reconstruction Companies & SEBI Circulars; and more

UNION CABINET Union Budget 2023-24 Highlights: What’s in bag for middle-class? On 1-02-2023, the Union Finance Minister, Nirmala Sitharaman announced the Union

Published on March 2, 2023March 2, 2023By Kriti
Leave a comment2129 views
SEBI
Legislation UpdatesNotifications

SEBI introduces Issue Summary Document and Dissemination of Issue to facilitate consumption of data by stakeholders

On 15-2-2023, the Securities and Exchange Board of India (‘SEBI’) issued circular on Introduction of Issue Summary Document (ISD) and dissemination of

Published on February 17, 2023February 17, 2023By Editor_4
Leave a comment1954 views
SEBI
Legislation UpdatesRules & Regulations

SEBI introduces Chapter VI A on Obligations of Manager vide SEBI (REIT) (Amendment) Regulations, 2023

On 14-2-2023, the Securities and Exchange Board of India (‘SEBI’) notified the SEBI (Real Estate Investment Trusts) (Amendment) Regulations, 2023 to amend

Published on February 17, 2023February 17, 2023By Editor_4
Leave a comment2466 views
SEBI
Legislation UpdatesRules & Regulations

SEBI introduces Chapter VIB on Obligations of Investment Managers vide SEBI (InvIT)(Amendment) Regulations, 2023

On 14-2-2023, the Securities and Exchange Board of India (‘SEBI’) issued the SEBI (Infrastructure Investment Trusts) (Amendments) Regulations, 2023 to amend the

Published on February 16, 2023February 15, 2023By Editor_4
Leave a comment2384 views
SEBI
Legislation UpdatesNotifications

First time issuers to amend their AoA within 6 months from the date of debt securities; SEBI clarifies

On 9-2-2023, the Securities and Exchange Board of India (‘SEBI’) clarified on the compliance by the first- time issuers of debt securities

Published on February 13, 2023February 13, 2023By Editor_4
Leave a comment2092 views
SEBI
Legislation UpdatesRules & Regulations

SEBI issues list of securities which need to comply with provisions of Chapter of NCS Regulations, 2021

On 8-2-2023, the Securities and Exchange Board of India (‘SEBI’) clarified on the issuance and listing of perpetual debt instruments, perpetual non-cumulative

Published on February 10, 2023February 10, 2023By Editor_4
Leave a comment2000 views
SEBI
Legislation UpdatesNotifications

SEBI extends timeline until 1-3-2023 to Online Bond Platform Providers for making an application for registration certificate

On 7-2-2023, the Securities and Exchange Board of India (‘SEBI’) extended the timeline for entities operating or desirous of operating as Online

Published on February 9, 2023February 8, 2023By Editor_4
Leave a comment1547 views
SEBI
Legislation UpdatesNotifications

SEBI clarifies on Transaction in Corp Bonds via Request for Quote Platform by AIFs

On 1-2-2023, the Securities and Exchange Board of India has issued a circular on Transaction in Corporate Bonds through Request for Quote

Published on February 2, 2023February 2, 2023By Editor_4
Leave a comment2217 views
SEBI
Legislation UpdatesRules & Regulations

Enhanced obligations and responsibilities for qualified stock-brokers, introduced vide SEBI (Stock-Brokers) (Amendment) Regulations, 2023

On 17-1-2023, the Securities and Exchange Board of India notified the Securities and Exchange Board of India (Stock Brokers) (Amendment) Regulations, 2023

Published on January 21, 2023January 21, 2023By Editor_4
Leave a comment2454 views
Op EdsOP. ED.

Objective of Amending the AIF Regulations, 2012 to AIF Regulations, 2022

by Aparna Devkar†

Published on January 20, 2023January 20, 2023By Bhumika Indulia
Leave a comment4525 views
SEBI
Legislation UpdatesRules & Regulations

SEBI (Registrars to an Issue and Share Transfer Agents) (Amendment) Regulation, 2023

On 9-1-2023, the Securities and Exchange Board of India (‘SEBI') issued SEBI (Registrars to an Issue and Share of Transfer Agents) (Amendment)

Published on January 17, 2023January 17, 2023By Editor_4
Leave a comment2091 views
Op EdsOP. ED.

To Compel or not Compel, Moving the Debate of Mandatory Shareholder Arbitration to India

by Tushar Behl† and Shreshtha Garge††

Published on January 11, 2023January 11, 2023By Bhumika Indulia
Leave a comment3791 views
Case BriefsSupreme Court

Rectificatory jurisdiction under Section 111A of the Companies Act, 1956 cannot be invoked for violation of SEBI Regulations: Supreme Court 

The Supreme Court observed that the important role of the Regulator cannot be circumvented by simply asking for rectification under Section 111A of the Companies Act, 1956.

Published on January 10, 2023January 10, 2023By Prachi Bhardwaj
Leave a comment3172 views
SEBI
Legislation UpdatesNotifications

SEBI notifies limited relaxation on Reg 58 of SEBI (LODR) Regulations, 2015

On 5-1-2023, the Securities and Exchange Board of India (‘SEBI') has notified a limited relaxation on Regulation 58 of SEBI (Listing Obligations

Published on January 10, 2023January 10, 2023By Editor_4
Leave a comment2855 views
SEBI
Legislation UpdatesNotifications

SEBI extends timeline for entering and verifying of details in Security and Covenant Monitoring system

    On 5-1-2023, the Securities and Exchange Board of India (‘SEBI') has extended the timelines for entering and verifying the details

Published on January 10, 2023January 10, 2023By Editor_4
Leave a comment1867 views
Legal RoundUpTribunals/Regulatory Bodies/Commissions Monthly Roundup

2022 Yearly Wrap Up | Anamnesis of Rulings and Judgments Rendered by Tribunals, Regulatory Bodies and Commissions

While we brace ourselves for 2023, we switch on our anamnesis mode and note down the significant decisions covered in the entire year of 2022 by Tribunals, Regulatory Bodies and Commissions

Published on January 5, 2023January 5, 2023By Editor_4
Leave a comment3393 views
Legislation Year End Round-Up
Legal RoundUpLegislation Roundup

Legislation Year End Round-Up 2022 | Quick Recap of All the Important Legislations Relating to Central, State and Foreign Legislature

    January Updates: Fire Detection and Protection system in passenger compartment in buses vide Central Motor Vehicles (First Amendment) Rules, 2022

Published on January 4, 2023January 4, 2023By Editor_4
Leave a comment2487 views

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