Flummoxed by Finality: Supreme Court Reaffirms Applicability of Res Judicata to SEBI
by Namita Shetty* and Bharat Harne**
SEBI
New Broker Investment Regulations notified vide Securities Contracts (Regulation) Amendment Rules, 2025
Amendment regulation clarifying brokers’ investment policies.
SEBI Extends Compliance Timeline—ODI & FPI
SEBI extends Compliance Deadline for ODI & FPI Regulations to November 2025.
Cyril Amarchand Mangaldas advises Bain Capital on its proposed investment in Manappuram Finance Limited
Cyril Amarchand Mangaldas is advising Bain Capital on its proposed investment of ~INR 4,385 crore in Manappuram Finance Limited
SEBI revises LODR Regulations introducing Corporate Governance for a Listed Entity which has listed its Non- Convertible Debt Securities
These regulations are applicable to Listed entity having non-convertible debt security of an outstanding value of Rs. 1000 crore and above.
Shardul Amarchand Mangaldas & Co. advises CDS Infra Projects Limited in sale of 100% Stake in Two Operational Road Assets to Neo Infrastructure Income Opportunities Fund
Shardul Amarchand Mangaldas & Co. advised CDS Infra Projects Limited (“CDS Infra”)
Cyril Amarchand Mangaldas advises Neo Infra Income Opportunities Fund in its acquisition of two road assets for INR 1500 crore from CDS Infra Projects Ltd
SEBI registered Category II Alternative Investment Fund, acting through its Investment Manager, Neo Asset Management Private Limited (“Neo”)
SEBI collaborates with DigiLocker to reduce unclaimed assets
KRAs will be primary source for verifying & triggering notifications to Data Access Nominees.
SEBI revises ICDR Regulations introducing the concept of Specific Investors
Application by Specific Investors will have to be made on 1st day of issue opening before 11 A.M.
Bombay HC stays order directing registration of FIR against former SEBI Chairperson Madhabi Puri Buch and other SEBI, BSE officials
The special court passed the order on the complaint filed by Sapan Shrivastava, a media reporter, seeking investigation into the alleged offences committed by the accused persons, involving large scale financial fraud, regulatory violations, and corruption.
SEBI lays down regulatory standards for SIFs
AMFI to issue detailed standards regarding Risk-Band including on or before 31-3-2025.
Government appoints Finance Secretary Tuhin Kanta Pandey as the new chairman of SEBI
Mr Tuhin Kanta Pandey will replace Ms Madhabi Puri Buch.
SEBI revises various Regulations introducing compliance with Investor Charter
This amendment revises 17 SEBI Regulations.
SEBI introduces the concept of AI vide its amendment in Securities Contracts Regulations relating to Stock Exchanges and Clearing Corporations
AI has to be used keeping in mind privacy, security and integrity of investors and stakeholders.
SEBI levies an interest of 15% on late payment of annual fee and annual charge
SEBI introduces the concept of AI vide these regulations.
SEBI introduces the concept of AI vide its amendment in Intermediaries Regulations
AI has to be used keeping in mind privacy, security and integrity of investors and stakeholders.
SEBI modifies qualifications required for research analysts seeking registration: SEBI (Research Analyst) (Third Amendment) Regulations, 2024
Research analysts will now have to disclose the extent of use of AI in providing research services to their client.
SEBI inserts Chapters on Specialized Investment Fund and Mutual Funds Lite in Mutual Funds Regulations
Among other amendments, the 2024 Regulations have made changes in the eligibility criteria for approval of applications and included provisions related to investment of money collected under investment strategies of Specialized Investment Fund.