SEBI modifies Cyber Security and Cyber Resilience Framework
On 24-8-2023, the Securities and Exchange Board of India (‘SEBI') made modifications in Cyber Security and Cyber Resilience frame for Stock Exchanges,
Stock exchange
Schneider Electric withdraws appeal against SEBI’s Order; SAT directs it to comply with the order
SEBI had directed the French company to either re-list on a nationwide stock exchange or provide an exit opportunity to its public shareholders through the delisting mechanism.
SEBI introduces Issue Summary Document and Dissemination of Issue to facilitate consumption of data by stakeholders
On 15-2-2023, the Securities and Exchange Board of India (‘SEBI’) issued circular on Introduction of Issue Summary Document (ISD) and dissemination of
SEBI issues Master Circular on the issuance of NOC for release of 1% of the issue amount
On 07-11-2022, the Securities and Exchange Board of India (SEBI) has issued a Master Circular on the issuance of a
Supreme Court| Gift Tax: Equity shares under lock-in period remain unquoted; Cannot be valued by ignoring restrictive conditions on transferability
Supreme Court: In appeals relating to the valuation of shares of BPL Sanyo Technologies Ltd. and BPL Sanyo Utilities and
Key Takeaway’s from SEBI’s Board Meeting
The following key decisions have been taken in the SEBI’s Board Meeting on 30-09-2022. Key points: Introduction of Regulatory Framework to facilitate
SEBI amends SEBI (CRA) Regulations, 1999; allowing disclosures to be used in fair assessment of Credit Rating Agencies
On 25-08-2022, the Securities and Exchange Board of India (‘SEBI') has issued a circular on Enhanced Disclosures by Credit Rating
SEBI issues Circular on enhanced guidelines for debenture trustees and listed issuer companies on security creation and initial due diligence
On 04-08-2022, the Securities and Exchange Board of India (‘SEBI’) issued enhanced guidelines for debenture trustees and listed issuer companies on security
Once a statute is repealed, will subordinate legislation made under statute ceases to have effect or can it be avoided by a saving clause? SAT elaborates
Securities Appellate Tribunal, Mumbai (SAT): The Coram of Justice Tarun Agarwala (Presiding Officer) and Justice M.T. Joshi (Judicial Member) and Meera Swarup
Saga of Harshad S. Mehta | Shares of a person held by ‘Custodian’ on a mere basis of a communication by Harshad Mehta: Widow of deceased person reaches Court | Read detailed report
Special Court, Bombay High Court: The Special Court (Trial of Offences Relating to Transfer of Securities Act, 1992) of A.K. Menon, J.,
SEBI issues circular on Disclosure of Complaints against Stock Exchange and Clearing Corporation
The Securities and Exchange Board of India has issued circular on Disclosure of Complaints against Stock Exchange and Clearing Corporation on October
SEBI issues rules for corporate governance on debt listed entities vide SEBI (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2021
On September 08, 2021, the Securities and Exchange Board of India (SEBI) has issued the SEBI (Listing Obligations and Disclosure Requirements) (Fifth
SEBI issues new guidelines for tendering and settlement of shares through stock exchange
The Securities and Exchange Board of India has issued a circular dated August 13, 2021 stating that a lien shall be marked
SAT | Separate penalties by the stock exchanges can be imposed | While positing, rejects appeal
Securities Appellate Tribunal (SAT): A Coram of Tarun Agarwala, J., (Presiding Officer) and M.T. Joshi, J., (Judicial Member) while dismissing an appeal
SEBI (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2021
Securities Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2021 In Regulation 112 of Securities and Exchange Board
SEBI issues operational guidelines for Transfer and Dematerialization of re-lodged physical shares
SEBI has fixed March 31, 2021, as the cut-off date for re-lodgment of transfer requests and has stipulated that such transferred shares
SAT | S. 15J SEBI Act, 1992 may not apply in adjudication proceedings involving penalty under S. 15A SEBI Act, 1992 while determining the quantum of penalty, Appeal allowed
Securities Appellate Tribunal (SAT): Justice Tarun Agarwal allowed the appeal and substituted the penalty imposed by the impugned order with a warning.
Delisting Vedanta from Stock Exchange might be less cozier than it seems
by Prateek Gupta & Samanvi Narang*
Relaxation from compliance with certain provisions of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 due to — COVID-19 pandemic
The disclosure filings under Regulations 30(1), 30(2) and 31(4) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (SAST Regulations),
SEBI allows Cross-Margining facility in respect of offsetting positions in co-related equity Indices [Read to know the concept]
Concept of Cross Margining According to “capitalmind.in”, the concept of cross-margining is that positions can now be offset between segments. The “cash” segment